15 Mar

DoL Recovers More than $12M for Calif. Company ESOP Participants

March 11, 2010 — The U.S. Department of Labor has obtained consent judgments providing for restitution of more than $12 million by plan officials and service providers involved with the employee stock ownership plan sponsored by The Employee Ownership Holding Co. of Stockton, California, and Fife, Washington. —
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15 Mar

Tax Advisers Expect More than a Third of Clients to Convert to Roth

March 10, 2010 — A Fidelity Investments study found 40% of investors working with tax advisers are now eligible for Roth IRA conversions, and more than a third (35%) are expected to complete a conversion by year-end. —
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